---
title: Portfolio Surveillance Tab | Real-Time Compliance | StratiFi
description: Monitor portfolio drift and risk tolerance across your entire practice in real time. StratiFi's Surveillance Tab surfaces compliance exceptions by advisor,...
image: https://www.stratifi.com/hubfs/logo.png
---

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  [
  
  
  
  Turn Client Anxiety Into Confidence With Ongoing Risk Alignment
  
  
  
  ](https://www.stratifi.com/advisoriq)
  
  [
  
  
  
  Institutional Risk Analysis For Modern Wealth Management Firms
  
  
  
  ](https://www.stratifi.com/institutional-multi-factor-risk-analysis)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Create Winning Proposal In Minutes That Showcase Your Expertise
  
  
  
  ](https://www.stratifi.com/create-winning-investment-proposals-in-minutes)
  
  [
  
  
  
  Say Goodbye To Manual Data Entry With AI Data Extraction
  
  
  
  ](https://www.stratifi.com/operationsiq)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Get E-Signed Investment Policy Statements From Clients
  
  
  
  ](https://www.stratifi.com/convert-investment-proposals-to-e-signed-ipss-instantly)
  
  [
  
  
  
  Prevent Fines With Automated Portfolio Supervision & Surveillance Monitoring
  
  
  
  ](https://www.stratifi.com/complianceiq)
- Solutions ****
  
  [Solutions
  
  
  
  ](https://www.stratifi.com/blog/product-updates/explore-the-surveillance-tab#)
  
  [
  
  
  
  Financial Advisors
  
  **Replace multiple disconnected tools with one unified AI operating system**
  
  
  
  ](https://www.stratifi.com/how-financial-advisors-use-stratifi)
  
  [
  
  
  
  Chief Executive Officers
  
  **Scale your wealth management firm beyond your imagination**
  
  
  
  ](https://www.stratifi.com/how-chief-executive-officers-use-stratifi)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Chief Compliance Officers
  
  
  **Turn regulatory overhead into your firm's competitive edge**
  
  
  
  ](https://www.stratifi.com/how-chief-compliance-officers-use-stratifi)
  
  [
  
  
  
  Chief Investment Officers
  
  **Enable advisors to deliver personalized institutional-quality solutions at scale**
  
  
  
  ](https://www.stratifi.com/how-chief-investment-officers-use-stratifi)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Chief Operations Officers
  
  
  **Build scalable operations that enable unlimited firm expansion**
  
  
  
  ](https://www.stratifi.com/how-chief-operations-officers-use-stratifi)
  
  [
  
  
  
  Chief Technology Officers
  
  
  **Build capabilities that attract top talent and drive strategic differentiation**
  
  
  
  ](https://www.stratifi.com/how-chief-technology-officers-use-stratifi)
- Resources ****
  
  [Resources
  
  
  
  ](https://www.stratifi.com/blog/product-updates/explore-the-surveillance-tab#)
  
  
  
  Education
  
  [ Blog ](https://www.stratifi.com/blog)
  
  
  
  [ Glossary ](https://www.stratifi.com/glossary)
  
  
  
  [ Knowledge Base ](https://help.stratifi.com/)
  
  
  
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  [ Webinars ](https://www.stratifi.com/webinars)
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  Ebooks
  
  [ Five Portfolio Risk Myths ](https://www.stratifi.com/5-myths-ebook-download)
  
  
  
  [ Help Cautious Investors ](https://www.stratifi.com/cash-hoarder-ebook)
  
  
  
  [ Manage Aggressive Investors ](https://www.stratifi.com/risk-takers-ebook)
- [Integrations](https://www.stratifi.com/integrations)
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- Product ****
  
  [Product
  
  
  
  ](https://www.stratifi.com/blog/product-updates/explore-the-surveillance-tab#)
  
  [
  
  
  
  Turn Client Anxiety Into Confidence With Ongoing Risk Alignment
  
  
  
  ](https://www.stratifi.com/advisoriq)
  
  [
  
  
  
  Institutional Risk Analysis For Modern Wealth Management Firms
  
  
  
  ](https://www.stratifi.com/institutional-multi-factor-risk-analysis)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Create Winning Proposal In Minutes That Showcase Your Expertise
  
  
  
  ](https://www.stratifi.com/create-winning-investment-proposals-in-minutes)
  
  [
  
  
  
  Say Goodbye To Manual Data Entry With AI Data Extraction
  
  
  
  ](https://www.stratifi.com/operationsiq)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Get E-Signed Investment Policy Statements From Clients
  
  
  
  ](https://www.stratifi.com/convert-investment-proposals-to-e-signed-ipss-instantly)
  
  [
  
  
  
  Prevent Fines With Automated Portfolio Supervision & Surveillance Monitoring
  
  
  
  ](https://www.stratifi.com/complianceiq)
- Solutions ****
  
  [Solutions
  
  
  
  ](https://www.stratifi.com/blog/product-updates/explore-the-surveillance-tab#)
  
  [
  
  
  
  Financial Advisors
  
  **Replace multiple disconnected tools with one unified AI operating system**
  
  
  
  ](https://www.stratifi.com/how-financial-advisors-use-stratifi)
  
  [
  
  
  
  Chief Executive Officers
  
  **Scale your wealth management firm beyond your imagination**
  
  
  
  ](https://www.stratifi.com/how-chief-executive-officers-use-stratifi)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Chief Compliance Officers
  
  
  **Turn regulatory overhead into your firm's competitive edge**
  
  
  
  ](https://www.stratifi.com/how-chief-compliance-officers-use-stratifi)
  
  [
  
  
  
  Chief Investment Officers
  
  **Enable advisors to deliver personalized institutional-quality solutions at scale**
  
  
  
  ](https://www.stratifi.com/how-chief-investment-officers-use-stratifi)
  
  
  
  
  
  
  
  
  
  
  
  [
  
  
  
  Chief Operations Officers
  
  
  **Build scalable operations that enable unlimited firm expansion**
  
  
  
  ](https://www.stratifi.com/how-chief-operations-officers-use-stratifi)
  
  [
  
  
  
  Chief Technology Officers
  
  
  **Build capabilities that attract top talent and drive strategic differentiation**
  
  
  
  ](https://www.stratifi.com/how-chief-technology-officers-use-stratifi)
- Resources ****
  
  [Resources
  
  
  
  ](https://www.stratifi.com/blog/product-updates/explore-the-surveillance-tab#)
  
  
  
  Education
  
  [ Blog ](https://www.stratifi.com/blog)
  
  
  
  [ Glossary ](https://www.stratifi.com/glossary)
  
  
  
  [ Knowledge Base ](https://help.stratifi.com/)
  
  
  
  [ Video Lessons ](https://help.stratifi.com/video-lessons#main-content)
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  Community
  
  [ Case Studies ](https://www.stratifi.com/case-studies/)
  
  
  
  [ Model Marketplace ](https://www.stratifi.com/model-marketplace)
  
  
  
  [ Partners ](https://www.stratifi.com/partnership)
  
  
  
  [ Webinars ](https://www.stratifi.com/webinars)
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  Ebooks
  
  [ Five Portfolio Risk Myths ](https://www.stratifi.com/5-myths-ebook-download)
  
  
  
  [ Help Cautious Investors ](https://www.stratifi.com/cash-hoarder-ebook)
  
  
  
  [ Manage Aggressive Investors ](https://www.stratifi.com/risk-takers-ebook)
- [Integrations](https://www.stratifi.com/integrations)
- [Pricing](https://www.stratifi.com/pricing)

[← All articles](https://www.stratifi.com/blog)

# Explore the Surveillance Tab

#### Table Of Contents

[View All Articles →](https://www.stratifi.com/blog)

![giphy](https://www.stratifi.com/hubfs/Imported_Blog_Media/giphy-3.gif)

**Surveillance Tab Overview**

By accessing the surveillance tab under “compliance” you can get a high-level overview of your practice – including aggregated PRISM and risk tolerance scores.

Easily click to expand each advisor for additional information.

Surveillance information can be broken down further into these four categories:

1. Prospects
2. Clients
3. Accounts
4. Households

Check it out and see what you think!

[Product Updates](https://www.stratifi.com/blog/tag/product-updates)

## See how leading wealth management firms scale with StratiFi

←

→

[

Ingalls & Snyder: 5K Accounts, $12B AUM | StratiFi

](https://www.stratifi.com/case-studies/how-ingalls-snyder-solidifies-risk-oversight-across-5k-accounts-and-12b-in-aum-with-stratifi) [

Portfolio Drift Detection 4× Faster — Kingsview | StratiFi

](https://www.stratifi.com/case-studies/how-kingsview-identifies-portfolio-drift-4x-faster-with-stratifi) [

Same-Day Proposals Across 10K Accounts — Fortis | StratiFi

](https://www.stratifi.com/case-studies/how-fortis-capital-advisors-delivers-same-day-proposals-across-10k-accounts-with-stratifi) [

Creekmur Wealth: 50–200 Hours Saved Per M&A | StratiFi

](https://www.stratifi.com/case-studies/how-creekmur-wealth-advisors-save-50-200-hours-on-every-acquisition-transition) [

Spire: 15K Accounts, $5B AUM, 30% Growth | StratiFi

](https://www.stratifi.com/case-studies/how-spire-streamlines-wealth-management-across-15k-accounts-and-5b-in-assets-with-stratifi)

[View all case studies →](https://www.stratifi.com/case-studies)

## Subscribe and stay up-to date.

[![StratiFi_Logo_500x500 (1) 10](https://www.stratifi.com/hubfs/StratiFi_Logo_500x500%20(1)%2010.svg "StratiFi_Logo_500x500 (1) 10")](https://www.stratifi.com)

##### Product

- [Compliance IQ](https://www.stratifi.com/complianceiq)
- [ScanIQ](https://www.stratifi.com/operationsiq)
- [InvestIQ](https://www.stratifi.com/create-winning-investment-proposals-in-minutes)
- [PolicyIQ](https://www.stratifi.com/convert-investment-proposals-to-e-signed-ipss-instantly)
- [RiskIQ](https://www.stratifi.com/advisoriq)
- [PrismIQ](https://www.stratifi.com/institutional-multi-factor-risk-analysis)
- HouseholdIQComing Soon
- TransitionIQComing Soon
- ResearchIQComing Soon

##### Solutions

- [Financial Advisors](https://www.stratifi.com/how-financial-advisors-use-stratifi)
- [Chief Compliance Officers](https://www.stratifi.com/how-chief-compliance-officers-use-stratifi)
- [Chief Investment Officers](https://www.stratifi.com/how-chief-investment-officers-use-stratifi)
- [Chief Operations Officers](https://www.stratifi.com/how-chief-operations-officers-use-stratifi)
- [Chief Executive Officers](https://www.stratifi.com/how-chief-executive-officers-use-stratifi)

##### Competitors

- [StratiFi vs Nitrogen](https://go.stratifi.com/stratifi-vs-nitrogen-comparison)
- [StratiFi vs Orion Risk](https://go.stratifi.com/stratifi-vs-hidden-levers-comparison)
- [StratiFi vs Tolerisk](https://go.stratifi.com/stratifi-vs-tolerisk-comparison)
- [StratiFi vs Finametrica](https://go.stratifi.com/risktolerance-assessment-landing-page?competitor=finametrica)
- [StratiFi vs YCharts](https://go.stratifi.com/stratifi-vs-ycharts-comparison)
- [StratiFi vs Kwanti](https://go.stratifi.com/stratifi-vs-kwanti-comparison)

##### Resources

- [Help Cautious Investors](https://www.stratifi.com/cash-hoarder-ebook)
- [Deal With High Risk Takers](https://www.stratifi.com/risk-takers-ebook)
- [Five Myths About Portfolio Risk](https://www.stratifi.com/5-myths-ebook-download)

##### Company

- [Blog](https://www.stratifi.com/blog)
- [Knowledge Base](https://help.stratifi.com)
- [Integrations](https://www.stratifi.com/integrations)
- [API](https://api.stratifi.com)

##### Follow us

- <https://www.linkedin.com/company/stratifi>
- <https://x.com/trystratifi>

© StratiFi Technologies Inc. 2026

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