StratiFi + Charles Schwab: Delivering Risk Analysis to RIAs
StratiFi will now bring its risk assessment tool to advisors on the Schwab Advisor Services custodial platform, helping them build better portfolios and cultivate stronger client relationships by integrating StratiFi’s risk analytics into their investment solutions.
How it works
Assess Client Risk Tolerance & Capacity For Financial Planning
Use our questionnaire to gather information about a client’s investment goals, time horizon, income, expenses, assets, and liabilities.
Our system will analyze this data to help you understand their risk tolerance and financial capacity for investment analysis and financial planning.
Integrate Accounts Seamlessly For Investment Analysis
Seamlessly integrate your clients, accounts and households into StratiFi from Schwab Advisor Center to proactively manage potential risks and ensure regulatory compliance for your clients.
We will help you with the setup to sync data between the systems so you can get a full picture of portfolio risk at the enterprise level.
Monitor Risk To Protect & Grow Your Practice
Our exceptions dashboard gives you automated alerts and detailed information so you can start collaborating more effectively with financial advisors and wealth managers.
Our team will guide you through the implementation process and help you generate your first exceptions report so you can provide regulators with concrete evidence of supervision.
PROPOSAL GENERATION
IPS
Document investment strategies for consistent & informed decison-making.
CLIENT RISK PROFILING
Understand your client’s risk tolerance and capacity to find a suitable portfolio.
COMPLEX INVESTMENTS
Stocks, Bonds, ETFs, Mutual Funds, Alts, Real Estate, Crypto and more.
COMPLIANCE REVIEW
Use PRISM to analyze portfolios and reduce compliance and investment risk.
STRESS TESTING
Help clients understand market volitility and impacts to their portfolios.
As Featured By...
Interested In Learning More?
Build better portfolios and cultivate stronger client relationships with StratiFi & Schwab
— Kartik Srinivasan
Head of Third-Party Integrations,
Digital Advisor Solutions
Schwab
