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Insights for RIAs and Broker-Dealers

Risk, compliance, operations and practice management insights for RIAs and broker-dealers — from the StratiFi team and industry contributors.

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| 3 Min Read

Myth #3: Tail Risks Are Rare

The investment year is divided into 252 days. On most days, investors know what will happen, but they don’t know how the financial markets will respond. A variety of analytical ...
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| | | | 5 Min Read

StratiFi & Redtail Announce Integration Partnership

The integration will provide shared users access to StratiFi’s PRISM Rating™ technology via single sign-on through their Redtail credentialsMay 05, 2021 10:08 AM Eastern Daylight ...
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| | 2 Min Read

StratiFi & Wealthbox Announce Integration Partnership

SAN FRANCISCO–(BUSINESS WIRE)–StratiFi, developer of award-winning PRISM Rating™ technology for RIAs, Investment Managers, and BDs, has announced a new partnership with Wealthbox. ...
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| 2 Min Read

The Five Myths That Put Portfolios at Risk: Myth #2 Sell Stock to Reduce Concentrated Risk

Our series on the five myths that put portfolios at risk examines the reality that many individual investors and advisors do not broadly understand the concepts and disciplines of ...
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| | 1 Min Read

Risk Analysis Software + CRM: The Integration of StratiFi + Wealthbox

On March 25th, 2021, StratiFi and Wealthbox hosted a webinar with presenters Chris Kopanski, Senior Product Specialist at Wealthbox, and Akhil Lodha, Co-Founder and CEO here at ...
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| 4 Min Read

7 Questions to Consider When Evaluating Low Volatility ETFs

I recently sat down with Justin Lowry of Global Beta Advisors for a webinar to discuss the embedded risks in Low Volatility and Dividend Strategies that are overlooked and may be ...
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| 3 Min Read

The Five Myths That Put Portfolios at Risk: Myth #1 Diversified Portfolios Lessen Volatility

Diversified Portfolio Stock Market Investment Strategy 3d Illustration This series intends to illuminate a pathway that will help advisors safeguard their practices and investor ...
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| | 2 Min Read

Pershing, Invesco, PowerShares Alumni Martin Plachko Joins StratiFi to Lead Sales and Business Development

SAN FRANCISCO, February 24, 2021—StratiFi, developer of award-winning PRISM Rating™ technology for financial advisors, asset managers and broker-dealers has hired Pershing, ...
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| 7 Min Read

Finding Help to Complete SEC Form CRS

Security Exchange Committee SEC. Independent agency of the United States federal government. SEC Regulation Best Interest (Reg BI) became effective on June 30, 2020, a little more ...
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| 11 Min Read

What is an Investment Policy Statement?

When visiting a new country, the best way to find your way around is to map out the directions. You will also want to make an activity plan for all you’ll do once you get there. ...
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| | 5 Min Read

Don’t Let Your Clients Be Fooled by Randomness

It’s no secret that the Robinhood mobile app makes it easy for beginners to start investing. However, it’s unlikely that everyone understands the potential risks of using ...
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| 6 Min Read

Financial Advisors Need to Be Risk Managers

When it comes to your client’s investment or retirement portfolios, there’s always some level of risk. Because of this, measures such as diversification, asset allocation, and ...
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