Included in this issue:
– Webinar: StratiFi Risk + CircleBlack
– Bob Veres Inside Info Features StratiFi
– Latest Product Enhancements, including Drift Exceptions Update (video below)
– New RegBI Blog Article
WEBINAR ON MARCH 2 @ 4PM EST
CircleBlack + StratiFi: How an Outstanding Digital Experience Exceeds Investor Expectations
Join Sarah Rasmuss, Chief Product Officer at CircleBlack, and Akhil Lodha, CEO of StratiFi, as they discuss how an Outstanding Digital Experience can help advisors meet Investors’ expectations and solidify the advisory relationship.
Bob Veres’ Inside Information February 2022 Edition features StratiFi
Bob Veres recently released his latest edition of Inside Information featuring StratiFi in the segment, “Risk Assessment on Steroids”.
He explores the question, “Is it really possible that a portfolio risk assessment tool for wealth managers could be as sophisticated as the algorithms that institutional teams are using?”
His key takeaways — “Advisors can show prospects the difference between the risks they’re comfortable with and the risks they’re taking, and then provide an analysis that demonstrates a high degree of portfolio management sophistication.”
StratiFi Product Enhancements Overview
This month’s new releases include:
– Support for multiple templates for Proposal and IPS
– Option to display securities when listing assets in reports
– Custom addresses for reports
– Improvements to Drift Exceptions manager (watch video above)
RegBI Enforcement is Here! Is Your Firm Ready?
While there has been some complacency by some firms to fully implement technologies, processes, and policies to ensure Reg BI’s mandates, their timeline has already passed, leaving them subject to SEC enforcement. The SEC’s Division of Enforcement likely is taking a two-part approach in their examination…