San Francisco, February 14, 2019 – StratiFi Technologies Inc. announced today that it is a premier sponsor of a Charles Schwab conference, Regulatory Hot Topics: Preparing for 2019 for Financial Planners and Compliance Officers.
The Feb. 28 event, presented by the Northern California Region of Schwab Advisor Services, will help financial planners and compliance officers address key issues core including:
- Services to retirement accounts
- Aging-client issues
- Portfolio management and trading and disclosure of conflicts, fees, and expenses.
- How regulators evaluate sales practices
- Steps you can take and a checklist of tips to prepare for the exam
The event will be held at the Schwab Center, 211 Main Street, San Francisco.
About StratiFi Technologies
StratiFi Technologies Inc. helps investors make smarter investment decisions.
We enable investment advisors, family offices and investors to define and manage risks that are often hidden, or not well understood, within their client’s portfolios. Our PRISM Rating™ technology democratizes risk management techniques that are normally the purview of sophisticated institutional investors. By identifying, defining, and managing risks, StratiFi helps financial advisors help their clients, and also protect and grow their practices. By educating clients about the realities of markets, advisors can deepen relationships, and better help investors confront the challenges of modern markets and the demands of modern life.
StratiFi, based in San Francisco and New York, is backed by key investors who are focused on financial technology, including Cboe Global Markets, Wolverine Holdings, and leading venture capital firms, including Anthemis Group, Khosla Ventures and Y Combinator.